FINRA Customer and Industry Arbitration: Arbitration Demand and Statement of Claim
An arbitration demand and statement of claim for an FINRA Customer and Industry Arbitration dispute, filed under the applicable institutional rules.
Arbitration pleadings are shorter than complaints but do more work, since arbitrators read them as the roadmap for the whole case. Includes the filing package and fee schedule guidance. Drafted so the resolution actually closes the matter, including release scope, payment security, and enforcement.
Frequently asked questions
The fee covers the finished document, filing-ready or send-ready as applicable, the supporting exhibits or attachments described in the scope, and a short cover memorandum explaining the choices made. It is fixed at this scope: up to 5 exhibits. 2 rounds of revisions are included. If your matter falls outside that scope we tell you before starting and quote the difference — we do not bill past a flat fee without agreeing it first.
2 to 3 weeks from a complete set of instructions, plus time for the 2 rounds of revisions included in the fee. If you are working to a court deadline or a closing date, tell us when you order and we will confirm in writing whether we can meet it before you commit.
$5,525 is $325/hour × 17 hours — the time this deliverable takes in an ordinary finra customer and industry arbitration matter, at the firm's standard rate. Because it is a flat fee, the risk of the work running long sits with the firm: you pay $5,525 whether it takes us the estimate or twice it.
Third-party costs are never inside a flat fee and are passed through at cost, never marked up: court and agency filing fees, court reporter and transcript charges, expert witness fees, search vendor and e-discovery hosting charges, process server fees, and travel.
A short description of the dispute and where it currently stands, the key documents, contracts, and correspondence, the parties involved and any deadlines already running, and the case caption and court, if a matter has been filed. Send what you have — if something is missing we will tell you what else we need before the turnaround clock starts.
Clients also order
Other FINRA Customer and Industry Arbitration work MC Law prepares on a flat fee.
FINRA Customer and Industry Arbitration: Answering Statement and Counterclaim in Arbitration
An answering statement and any counterclaims in an FINRA Customer and Industry Arbitration arbitration, including jurisdictional and arbitrability objections that must be raised now or lost.
FINRA Customer and Industry Arbitration: Opposition to a Motion to Vacate an Arbitration Award
An opposition to vacatur of an FINRA Customer and Industry Arbitration arbitration award, leaning on the extraordinarily deferential standard of review and the finality policy behind it.
FINRA Customer and Industry Arbitration: Petition to Confirm an Arbitration Award
A petition to confirm an FINRA Customer and Industry Arbitration arbitration award and enter judgment on it.
FINRA Customer and Industry Arbitration: Settlement Agreement and Mutual Release
A settlement agreement resolving an FINRA Customer and Industry Arbitration dispute, with the payment terms, a release scoped precisely to the claims being resolved, and the confidentiality, non-disparagement, and no-admission provisions.