Insider Trading Policy and Window Procedures (Long Form)
A detailed Insider Trading Policy and Window Procedures that restricts trading on material nonpublic information and defines blackout windows and preclearance, covering the edge cases short forms leave open.
Includes the representations, covenants, and remedies that only matter when something goes wrong, which is exactly when you need them. The complete provision set for a business whose exposure justifies covering every case.
Frequently asked questions
The fee covers the finished document, filing-ready or send-ready as applicable, the supporting exhibits or attachments described in the scope, and a short cover memorandum explaining the choices made. It is fixed at this scope: one organization. 2 rounds of revisions are included. If your matter falls outside that scope we tell you before starting and quote the difference — we do not bill past a flat fee without agreeing it first.
1 to 2 weeks from a complete set of instructions, plus time for the 2 rounds of revisions included in the fee. If you are working to a court deadline or a closing date, tell us when you order and we will confirm in writing whether we can meet it before you commit.
$3,575 is $325/hour × 11 hours — the time this deliverable takes in an ordinary compliance matter, at the firm's standard rate. Because it is a flat fee, the risk of the work running long sits with the firm: you pay $3,575 whether it takes us the estimate or twice it.
Third-party costs are never inside a flat fee and are passed through at cost, never marked up: court and agency filing fees, court reporter and transcript charges, expert witness fees, search vendor and e-discovery hosting charges, process server fees, and travel.
What your business does, and who its users or customers are, the systems, vendors, and data flows the document has to describe accurately, any existing version, and what prompted this one, and any regulator, platform, or contract requirement you are working to. Send what you have — if something is missing we will tell you what else we need before the turnaround clock starts.
Clients also order
Other Compliance work MC Law prepares on a flat fee.
Insider Trading Policy and Window Procedures — Template and Playbook
A company-standard Insider Trading Policy and Window Procedures form with fallback positions, covering the document that restricts trading on material nonpublic information and defines blackout windows and preclearance.
Antitrust and Competition Compliance Program
A custom-drafted Antitrust and Competition Compliance Program that trains and constrains the people who talk to competitors, which is where antitrust exposure is actually created.
Business Continuity and Disaster Recovery Plan
A custom-drafted Business Continuity and Disaster Recovery Plan that documents how the business keeps operating through a disruption, with roles, thresholds, and recovery targets.
Sales Tax Nexus and Economic Presence Analysis
A Sales Tax Nexus and Economic Presence Analysis, drafted for your facts, that tells you where you have created a collection obligation, which for most online sellers is more places than they think.
Whistleblower and Internal Reporting Policy (Long Form)
A comprehensive Whistleblower and Internal Reporting Policy that gives employees a protected way to raise concerns internally before they raise them with a regulator, with the full set of protective provisions a significant deal deserves.
Charitable Solicitation Registration Package (Long Form)
A long-form Charitable Solicitation Registration Package that registers a charity to fundraise where it actually solicits, which is more states than most organizations expect, built for a high-value or heavily negotiated transaction.